Sumitomo Mitsui Trust International Limited

Date authorised
1 April 2013
Companies House
02007985
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    155 Bishopsgate
    London
    EC2M 3XU
    UNITED KINGDOM
    Phone
    +442075628400
    Web
    https://uk.sumitrust-am.com

  • Complaints Contact

    155 Bishopsgate
    London
    EC2M 3XU
    UNITED KINGDOM
    Phone
    +442075628400

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Hiroki Moritani

    IRN HXM01533

    • SMF1 Chief Executive (since 15 Mar 2022)
    • SMF3 Executive Director (since 15 Mar 2022)
    • CF30 Customer (27 Aug 2013 to 7 Jul 2017)
  • Hisanori Ito

    IRN HXI01057

    • CF10 Compliance Oversight (13 Jun 2008 to 1 Jun 2009)
    • CF1 Director (23 Mar 2006 to 1 Jun 2009)
    • CF3 Chief Executive (23 Mar 2006 to 1 Jun 2009)
    • CF8 Apportionment and Oversight (23 Mar 2006 to 31 Oct 2007)
  • Hisataka Taki

    IRN HXT01080

    • CF2 Non Executive Director (13 Aug 2002 to 1 Sep 2002)
  • Hisaya Kambayashi

    IRN HXK01311

    • CF3 Chief Executive (4 Apr 2012 to 20 Sep 2016)
    • CF1 Director (4 Apr 2012 to 20 Sep 2016)
  • Itaru Koyama

    IRN IXK01031

    • CF8 Apportionment and Oversight (1 Dec 2001 to 3 Apr 2006)
    • CF3 Chief Executive (1 Dec 2001 to 3 Apr 2006)
    • CF1 Director (1 Dec 2001 to 3 Apr 2006)
  • Jeremy Richard Maugham

    IRN JRM01337

    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Jun 2023 to 10 Nov 2023)
  • Jeremy Scott Livings

    IRN JSL01039

    • CF26 Customer Trading (1 Dec 2001 to 30 Jan 2006)
  • Junko Rao

    IRN JXR01471

    • CF21 Investment Adviser (18 Mar 2003 to 30 Apr 2004)
  • Kazuteru Wakao

    IRN KXW01633

    • CF2 Non Executive Director (17 Jan 2017 to 4 Dec 2018)
  • Kei Ohashi

    IRN KXO00111

    • [FCA CF] Client dealing (since 2 Dec 2022)
    • [FCA CF] Material risk taker (since 2 Dec 2022)
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Recent activity

Updates to this firm's record on the FCA register.

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