Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sumitomo Mitsui Trust International Limited (no longer approved here)

    FRN 124546

    • CF10 Compliance Oversight (13 Jun 2008 to 1 Jun 2009)
    • CF1 Director (23 Mar 2006 to 1 Jun 2009)
    • CF3 Chief Executive (23 Mar 2006 to 1 Jun 2009)
    • CF8 Apportionment and Oversight (23 Mar 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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