Sumitomo Mitsui Trust International Limited

Date authorised
1 April 2013
Companies House
02007985
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    155 Bishopsgate
    London
    EC2M 3XU
    UNITED KINGDOM
    Phone
    +442075628400
    Web
    https://uk.sumitrust-am.com

  • Complaints Contact

    155 Bishopsgate
    London
    EC2M 3XU
    UNITED KINGDOM
    Phone
    +442075628400

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Keisuke Suzuki

    IRN KXS09447

    • [FCA CF] Material risk taker (9 Dec 2019 to 10 Dec 2019)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 29 Mar 2021)
    • CF2 Non Executive Director (27 Dec 2018 to 8 Dec 2019)
  • Kenji Kaiya

    IRN KXK01323

    • CF2 Non Executive Director (3 Apr 2008 to 5 Jun 2009)
  • Kota Murakami

    IRN KXM01941

    • CF30 Customer (7 Apr 2014 to 12 Nov 2018)
  • Kunitaro Kitamura

    IRN KXK01140

    • CF2 Non Executive Director (29 Apr 2002 to 8 Aug 2003)
  • Kuniyuki Shudo

    IRN KXS01857

    • CF2 Non Executive Director (30 May 2012 to 31 Mar 2014)
  • Makito Ono

    IRN MXO01742

    • CF2 Non Executive Director (3 Aug 2018 to 4 Dec 2018)
  • Makoto Nakamura

    IRN MXN01382

    • CF1 Director (11 Jun 2009 to 31 Mar 2012)
    • CF3 Chief Executive (11 Jun 2009 to 31 Mar 2012)
  • Masahiro Nanto

    IRN MXN01124

    • CF21 Investment Adviser (1 Dec 2001 to 25 Feb 2004)
  • Masaki Okuizumi

    IRN MXO01298

    • CF1 Director (21 Nov 2011 to 4 Apr 2012)
    • CF30 Customer (2 Jun 2008 to 14 Jun 2013)
  • Masaru Furukawa

    IRN MXF01770

    • CF2 Non Executive Director (9 Apr 2014 to 18 Jul 2018)
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Recent activity

Updates to this firm's record on the FCA register.

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