Sumitomo Mitsui Banking Corporation, London Branch

• Principal Place of Business

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442045071000

  Web

  https://www.smbcgroup.com/emea/home/

• Complaints Contact

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +4402045071000

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

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  • · The UK branch of the firm is limited to accepting retail deposits from small companies within the meaning of section 381 Companies Act 2006 only and then only up to the following specified limits. (1) Amount: No more than £100 million of transaction or instant access account balances covered by the FSCS; (2) Number of accounts: No more than 5,000 small company accounts. (3) Total potential liability to FSCS: Not to exceed £500 million.
  • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • · The firm is limited to accept wholesale deposits only

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Barry Robert John

  IRN BRJ01010

  • [FCA CF] Manager of certification employee (since 12 Jan 2018)
  • [FCA CF] Client dealing (since 12 Jan 2018)
• Ben Lewis

  IRN BXL01228

  • [FCA CF] Client dealing (since 27 Dec 2017)
• Benjamin Payne

  IRN BRP01019

  • [PRA CF] Significant risk taker or Material risk taker (since 23 Jun 2025)
  • [FCA CF] Material risk taker (since 23 Jun 2025)
  • [FCA CF] Significant management (since 23 Jun 2025)
  • [FCA CF] Client dealing (since 23 Jun 2025)
  • [FCA CF] Manager of certification employee (since 23 Jun 2025)
• Benjamin Ronsseray

  IRN BXR01221

  • [FCA CF] Client dealing (15 Jun 2022 to 24 Sep 2024)
• Benjit Dhesi

  IRN BSD01023

  • [FCA CF] Manager of certification employee (12 Nov 2021 to 30 Jun 2025)
  • [FCA CF] Client dealing (28 Feb 2018 to 30 Jun 2025)
• Benoit Duret

  IRN BXD00042

  • [FCA CF] Manager of certification employee (since 1 Apr 2019)
  • [FCA CF] Client dealing (since 8 Dec 2017)
• Bertrand De Roll Montpellier

  IRN BJD01115

  • [FCA CF] Client dealing (since 14 Jul 2025)
• Bertrand Peuze

  IRN BXP00033

  • [FCA CF] Manager of certification employee (since 4 Nov 2019)
  • [FCA CF] Client dealing (since 27 Dec 2017)
• Billey Chi

  IRN BXC00435

  • [FCA CF] Client dealing (since 9 Jun 2025)
• Birju Ranavaya

  IRN BXR00171

  • [FCA CF] Client dealing (since 9 Nov 2022)

No changes recorded yet.