Benjit Dhesi

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Derivative Products Limited (no longer approved here)

    FRN 172073

    • [FCA CF] Client dealing (20 Jan 2022 to 30 Jun 2025)
    • [FCA CF] Manager of certification employee (20 Jan 2022 to 30 Jun 2025)
    • CF30 Customer (29 Dec 2015 to 8 Dec 2019)
  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • [FCA CF] Manager of certification employee (12 Nov 2021 to 30 Jun 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2025)
    • CF30 Customer (12 Jul 2013 to 8 Dec 2019)
  • SMBC Bank International plc (no longer approved here)

    FRN 223304

    • [FCA CF] Manager of certification employee (12 Nov 2021 to 30 Jun 2025)
    • [FCA CF] Client dealing (1 Jul 2021 to 30 Jun 2025)
  • Sumitomo Mitsui Banking Corporation, London Branch (no longer approved here)

    FRN 769072

    • [FCA CF] Manager of certification employee (12 Nov 2021 to 30 Jun 2025)
    • [FCA CF] Client dealing (28 Feb 2018 to 30 Jun 2025)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (8 Sep 2010 to 15 Jun 2013)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (8 Sep 2010 to 15 Jun 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.