Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 23 Jun 2025)
    • [FCA CF] Manager of certification employee (since 23 Jun 2025)
    • [FCA CF] Material risk taker (since 23 Jun 2025)
    • [FCA CF] Significant management (since 23 Jun 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 23 Jun 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 23 Jun 2025)
    • [FCA CF] Client dealing (since 23 Jun 2025)
    • [FCA CF] Manager of certification employee (since 23 Jun 2025)
    • [FCA CF] Material risk taker (since 23 Jun 2025)
    • [FCA CF] Significant management (since 23 Jun 2025)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (12 May 2004 to 17 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

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