Sumitomo Mitsui Banking Corporation, London Branch

• Principal Place of Business

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442045071000

  Web

  https://www.smbcgroup.com/emea/home/

• Complaints Contact

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +4402045071000

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

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  • · The UK branch of the firm is limited to accepting retail deposits from small companies within the meaning of section 381 Companies Act 2006 only and then only up to the following specified limits. (1) Amount: No more than £100 million of transaction or instant access account balances covered by the FSCS; (2) Number of accounts: No more than 5,000 small company accounts. (3) Total potential liability to FSCS: Not to exceed £500 million.
  • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • · The firm is limited to accept wholesale deposits only

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Tomohiro Mukai

  IRN TXM00574

  • [FCA CF] Manager of certification employee (since 30 May 2024)
  • [FCA CF] Client dealing (since 30 May 2024)
• Tomohiro Tatsumi

  IRN TXT00116

  • [FCA CF] Client dealing (21 Jul 2021 to 9 Apr 2026)
  • [FCA CF] Manager of certification employee (21 Jul 2021 to 9 Apr 2026)
• Tomoyuki Sakamoto

  IRN TXS03516

  • [FCA CF] Client dealing (22 Nov 2021 to 29 Sep 2023)
  • [FCA CF] Manager of certification employee (22 Nov 2021 to 29 Sep 2023)
• Tomoyuki Shigeta

  IRN TXS04021

  • [FCA CF] Manager of certification employee (since 10 Jun 2024)
  • [FCA CF] Client dealing (since 10 Jun 2024)
• Toni Slater

  IRN TXS04016

  • [FCA CF] Client dealing (since 31 May 2024)
• Toshiaki Matsui

  IRN TXM27798

  • [FCA CF] Client dealing (since 26 Jun 2025)
  • [PRA CF] Significant risk taker or Material risk taker (since 26 Jun 2025)
  • [FCA CF] Significant management (since 26 Jun 2025)
  • [FCA CF] Material risk taker (since 26 Jun 2025)
  • [FCA CF] Manager of certification employee (since 26 Jun 2025)
• Toshiharu Sawa

  IRN TXS03756

  • [FCA CF] Client dealing (17 Jan 2022 to 28 Dec 2022)
• Toshihiro Harada

  IRN TXH00411

  • [FCA CF] Client dealing (since 29 Jan 2024)
  • [FCA CF] Manager of certification employee (since 29 Jan 2024)
• Toshihiro Watanabe

  IRN TXW00397

  • [FCA CF] Manager of certification employee (since 9 Apr 2025)
  • [FCA CF] Client dealing (since 9 Apr 2025)
• Toshikazu Kurino

  IRN TXK00172

  • [FCA CF] Client dealing (29 Jul 2022 to 6 Sep 2024)
  • [FCA CF] Manager of certification employee (29 Jul 2022 to 6 Sep 2024)

No changes recorded yet.