Sumitomo Mitsui Banking Corporation, London Branch

• Principal Place of Business

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442045071000

  Web

  https://www.smbcgroup.com/emea/home/

• Complaints Contact

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +4402045071000

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

  Show 3 limitations Hide limitations

  • · The UK branch of the firm is limited to accepting retail deposits from small companies within the meaning of section 381 Companies Act 2006 only and then only up to the following specified limits. (1) Amount: No more than £100 million of transaction or instant access account balances covered by the FSCS; (2) Number of accounts: No more than 5,000 small company accounts. (3) Total potential liability to FSCS: Not to exceed £500 million.
  • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • · The firm is limited to accept wholesale deposits only

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Toshiki Narahashi

  IRN TXN00011

  • [FCA CF] Client dealing (5 Jan 2018 to 25 Oct 2020)
• Toshiki Takada

  IRN TXT00196

  • [FCA CF] Manager of certification employee (30 May 2024 to 21 Jan 2026)
  • [PRA CF] Significant risk taker or Material risk taker (8 Jun 2023 to 21 Jan 2026)
  • [FCA CF] Material risk taker (8 Jun 2023 to 21 Jan 2026)
• Toshinobu Hamada

  IRN TXH00564

  • [FCA CF] Client dealing (since 10 Oct 2025)
• Tristan Aubry Aymeric d'Hostel de Clémont

  IRN TXD00132

  • [FCA CF] Client dealing (since 21 Jul 2021)
• Tsubasa Moteki

  IRN TXM00573

  • [FCA CF] Manager of certification employee (since 28 May 2024)
  • [FCA CF] Client dealing (since 28 May 2024)
• Tsutoma Tomana

  IRN TXT00025

  • [FCA CF] Client dealing (5 Jan 2018 to 5 Dec 2019)
• Tsutomu Kaga

  IRN TXK00293

  • [FCA CF] Client dealing (since 13 Sep 2024)
• Tuyet Vu

  IRN TXV01057

  • [FCA CF] Client dealing (since 6 Dec 2021)
  • [FCA CF] Manager of certification employee (6 Dec 2021 to 4 Nov 2025)
  • [FCA CF] Client dealing (7 Dec 2017 to 26 Nov 2018)
• Tylor Hartwell

  IRN TXH00063

  • [FCA CF] Manager of certification employee (8 Dec 2017 to 30 Jan 2019)
  • [FCA CF] Client dealing (8 Dec 2017 to 30 Jan 2019)
• Umar Mumtaz

  IRN UXM00002

  • [FCA CF] Client dealing (12 Feb 2019 to 31 Aug 2019)

No changes recorded yet.