Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 6 Dec 2021)
    • [FCA CF] Manager of certification employee (6 Dec 2021 to 4 Nov 2025)
    • [FCA CF] Client dealing (10 May 2019 to 6 May 2021)
    • CF30 Customer (21 May 2015 to 6 Mar 2016)
    • [FCA CF] Client dealing (since 6 Dec 2021)
    • [FCA CF] Manager of certification employee (6 Dec 2021 to 4 Nov 2025)
    • [FCA CF] Client dealing (7 Dec 2017 to 26 Nov 2018)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (28 May 2008 to 13 May 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.