Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 26 Jun 2025)
    • [FCA CF] Manager of certification employee (since 26 Jun 2025)
    • [FCA CF] Material risk taker (since 26 Jun 2025)
    • [FCA CF] Significant management (since 26 Jun 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 26 Jun 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 26 Jun 2025)
    • [FCA CF] Client dealing (since 26 Jun 2025)
    • [FCA CF] Manager of certification employee (since 26 Jun 2025)
    • [FCA CF] Material risk taker (since 26 Jun 2025)
    • [FCA CF] Significant management (since 26 Jun 2025)
  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • SMF24 Chief Operations (14 May 2020 to 26 May 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 24 May 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 24 May 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 24 May 2020)

Recent activity

Updates to this individual's record on the FCA register.

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