Sumitomo Mitsui Banking Corporation, London Branch

• Principal Place of Business

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442045071000

  Web

  https://www.smbcgroup.com/emea/home/

• Complaints Contact

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +4402045071000

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

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  • · The UK branch of the firm is limited to accepting retail deposits from small companies within the meaning of section 381 Companies Act 2006 only and then only up to the following specified limits. (1) Amount: No more than £100 million of transaction or instant access account balances covered by the FSCS; (2) Number of accounts: No more than 5,000 small company accounts. (3) Total potential liability to FSCS: Not to exceed £500 million.
  • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • · The firm is limited to accept wholesale deposits only

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Soichiro Muramatsu

  IRN SXM04713

  • [FCA CF] Client dealing (since 13 Sep 2024)
• Sonia Ali

  IRN SXA00666

  • [FCA CF] Client dealing (3 Oct 2022 to 8 Nov 2024)
• Stanislas Roger

  IRN SXR01933

  • [PRA CF] Significant risk taker or Material risk taker (2 Feb 2018 to 1 Apr 2023)
  • [FCA CF] Manager of certification employee (2 Feb 2018 to 17 Sep 2024)
  • [FCA CF] Material risk taker (2 Feb 2018 to 1 Apr 2023)
  • [FCA CF] Significant management (2 Feb 2018 to 17 Sep 2024)
  • [FCA CF] Client dealing (2 Feb 2018 to 17 Sep 2024)
• Stefan Budzinski

  IRN SXB00199

  • [FCA CF] Manager of certification employee (8 Dec 2017 to 31 Mar 2024)
  • [FCA CF] Client dealing (8 Dec 2017 to 31 Mar 2024)
• Stefan Cikic

  IRN SXC48573

  • [FCA CF] Client dealing (since 5 Dec 2023)
• Stephanie Inlay Marie Queniat

  IRN SIQ01001

  • [FCA CF] Client dealing (26 Jan 2018 to 13 Mar 2026)
• Stephanie Messac

  IRN SXM01530

  • [FCA CF] Manager of certification employee (since 25 Aug 2022)
  • [FCA CF] Client dealing (since 25 Aug 2022)
• Stephen Creese

  IRN SXC62919

  • [FCA CF] Significant management (since 27 Nov 2025)
  • [PRA CF] Significant risk taker or Material risk taker (since 1 Sep 2025)
  • [FCA CF] Material risk taker (since 1 Sep 2025)
• Stephen Grew

  IRN SXG00544

  • [FCA CF] Manager of certification employee (since 9 Jan 2025)
  • [FCA CF] Client dealing (since 9 Jan 2025)
• Stephen Killeen

  IRN SXK14612

  • [FCA CF] Manager of certification employee (since 13 Oct 2025)
  • [FCA CF] Client dealing (since 17 Apr 2020)

No changes recorded yet.