Stanislas Roger

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Bank International plc (no longer approved here)

    FRN 223304

    • [FCA CF] Material risk taker (1 Oct 2021 to 12 Apr 2022)
    • [PRA CF] Significant risk taker or Material risk taker (1 Oct 2021 to 12 Apr 2022)
    • [FCA CF] Significant management (1 Oct 2021 to 17 Sep 2024)
    • [FCA CF] Manager of certification employee (1 Oct 2021 to 17 Sep 2024)
    • [FCA CF] Client dealing (28 Jan 2019 to 17 Sep 2024)
    • SMF3 Executive Director (7 Mar 2016 to 30 Sep 2021)
    • CF1 Director (1 Apr 2015 to 6 Mar 2016)
    • CF29 Significant management (2 Jul 2012 to 6 Mar 2016)
  • Sumitomo Mitsui Banking Corporation, London Branch (no longer approved here)

    FRN 769072

    • [PRA CF] Significant risk taker or Material risk taker (2 Feb 2018 to 1 Apr 2023)
    • [FCA CF] Manager of certification employee (2 Feb 2018 to 17 Sep 2024)
    • [FCA CF] Material risk taker (2 Feb 2018 to 1 Apr 2023)
    • [FCA CF] Significant management (2 Feb 2018 to 17 Sep 2024)
    • [FCA CF] Client dealing (2 Feb 2018 to 17 Sep 2024)

Recent activity

Updates to this individual's record on the FCA register.

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