Sumitomo Mitsui Banking Corporation, London Branch

• Principal Place of Business

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442045071000

  Web

  https://www.smbcgroup.com/emea/home/

• Complaints Contact

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +4402045071000

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

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  • · The UK branch of the firm is limited to accepting retail deposits from small companies within the meaning of section 381 Companies Act 2006 only and then only up to the following specified limits. (1) Amount: No more than £100 million of transaction or instant access account balances covered by the FSCS; (2) Number of accounts: No more than 5,000 small company accounts. (3) Total potential liability to FSCS: Not to exceed £500 million.
  • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • · The firm is limited to accept wholesale deposits only

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Roque Barretto

  IRN RSB01132

  • [FCA CF] Client dealing (since 6 Jul 2021)
• Ross Delapperall

  IRN RXD00042

  • [FCA CF] Manager of certification employee (since 1 May 2018)
  • [FCA CF] Client dealing (since 9 Jan 2018)
• Roxana Mischianu

  IRN RXM00232

  • [FCA CF] Manager of certification employee (since 24 May 2021)
  • [FCA CF] Client dealing (since 7 Jun 2019)
  • [FCA CF] Client dealing (9 Jan 2018 to 8 Jan 2019)
• Ruby James

  IRN RXJ00188

  • [FCA CF] Client dealing (18 Mar 2022 to 22 Aug 2025)
• Rudolf Simon Kole

  IRN RSK01042

  • [FCA CF] Client dealing (since 12 Jan 2018)
  • [FCA CF] Manager of certification employee (since 12 Jan 2018)
• Russell Eades

  IRN RXE01305

  • [FCA CF] Manager of certification employee (since 13 Jun 2022)
  • [FCA CF] Client dealing (since 12 Jan 2018)
• Ryohei Okaichi

  IRN RXO00215

  • [FCA CF] Client dealing (since 9 Jan 2026)
• Ryoji Matsusaka

  IRN RXM02755

  • [FCA CF] Significant management (10 Aug 2018 to 7 Jan 2019)
  • [PRA CF] Significant risk taker or Material risk taker (10 Aug 2018 to 7 Jan 2019)
  • [FCA CF] Material risk taker (10 Aug 2018 to 7 Jan 2019)
  • [FCA CF] Manager of certification employee (12 Feb 2018 to 1 Jul 2019)
  • [FCA CF] Client dealing (12 Feb 2018 to 1 Jul 2019)
• Ryosuke Araki

  IRN RXA00611

  • [PRA CF] Significant risk taker or Material risk taker (since 20 Oct 2025)
  • [FCA CF] Material risk taker (since 20 Oct 2025)
• Ryosuke Hosoe

  IRN RXH00093

  • [FCA CF] Client dealing (6 Feb 2020 to 1 Oct 2022)

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