Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 24 May 2021)
    • [FCA CF] Client dealing (since 7 Jun 2019)
    • [FCA CF] Client dealing (7 Sep 2016 to 8 Jan 2019)
    • [FCA CF] Manager of certification employee (since 24 May 2021)
    • [FCA CF] Client dealing (since 7 Jun 2019)
    • [FCA CF] Client dealing (9 Jan 2018 to 8 Jan 2019)
  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • [FCA CF] Client dealing (1 Jul 2021 to 31 Mar 2025)
    • [FCA CF] Manager of certification employee (1 Jul 2021 to 31 Mar 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.