Roque Barretto

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

SMBC Bank International plc
FRN 223304
- [FCA CF] Client dealing (since 23 Sep 2024)
SMBC Nikko Capital Markets Limited
FRN 171935
- [FCA CF] Client dealing (since 6 Jul 2021)
SMBC Derivative Products Limited
FRN 172073
- [FCA CF] Client dealing (since 6 Jul 2021)
Sumitomo Mitsui Banking Corporation, London Branch
FRN 769072
- [FCA CF] Client dealing (since 6 Jul 2021)
Credit Agricole Corporate and Investment Bank (no longer approved here)
FRN 124344
- [FCA CF] Client dealing (8 Dec 2016 to 13 Jan 2021)
Standard Chartered Bank (no longer approved here)
FRN 114276
- CF30 Customer (3 Apr 2008 to 21 Jul 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.