Sumitomo Mitsui Banking Corporation, London Branch

• Principal Place of Business

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442045071000

  Web

  https://www.smbcgroup.com/emea/home/

• Complaints Contact

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +4402045071000

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

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  • · The UK branch of the firm is limited to accepting retail deposits from small companies within the meaning of section 381 Companies Act 2006 only and then only up to the following specified limits. (1) Amount: No more than £100 million of transaction or instant access account balances covered by the FSCS; (2) Number of accounts: No more than 5,000 small company accounts. (3) Total potential liability to FSCS: Not to exceed £500 million.
  • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • · The firm is limited to accept wholesale deposits only

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Monika Kusstatscher

  IRN MXK70615

  • [FCA CF] Client dealing (since 30 Mar 2022)
• Motoo Kanazashi

  IRN MXK00109

  • [FCA CF] Manager of certification employee (29 Dec 2017 to 17 May 2023)
  • [FCA CF] Client dealing (29 Dec 2017 to 17 May 2023)
• Murodjon Farmanov

  IRN MXF00073

  • [FCA CF] Client dealing (2 Aug 2019 to 1 Aug 2020)
• Muzaffar Khalmirzaev

  IRN MXK00111

  • [FCA CF] Client dealing (since 8 Feb 2018)
• Mzia Makharadze

  IRN MXM00192

  • [FCA CF] Client dealing (15 Dec 2017 to 20 Jan 2022)
• Nadya Asparouhova

  IRN NXA00232

  • [FCA CF] Client dealing (21 Oct 2022 to 6 Oct 2025)
• Natalie Masson

  IRN NXM00074

  • [FCA CF] Manager of certification employee (since 8 Aug 2019)
  • [FCA CF] Client dealing (since 30 Apr 2018)
• Natalya Tueva

  IRN NXT30520

  • [FCA CF] Manager of certification employee (31 Aug 2021 to 2 Feb 2026)
  • [FCA CF] Client dealing (3 Mar 2021 to 2 Feb 2026)
• Natasha Gebhard

  IRN NXF00043

  • [FCA CF] Manager of certification employee (since 10 Jan 2020)
  • [FCA CF] Client dealing (since 10 Jan 2020)
  • [FCA CF] Manager of certification employee (29 Jun 2018 to 15 Mar 2019)
  • [FCA CF] Client dealing (16 Mar 2018 to 15 Mar 2019)
• Nathan James Patmore

  IRN NXP00088

  • [FCA CF] Client dealing (since 22 Feb 2021)

No changes recorded yet.