Sumitomo Mitsui Banking Corporation, London Branch

• Principal Place of Business

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442045071000

  Web

  https://www.smbcgroup.com/emea/home/

• Complaints Contact

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +4402045071000

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

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  • · The UK branch of the firm is limited to accepting retail deposits from small companies within the meaning of section 381 Companies Act 2006 only and then only up to the following specified limits. (1) Amount: No more than £100 million of transaction or instant access account balances covered by the FSCS; (2) Number of accounts: No more than 5,000 small company accounts. (3) Total potential liability to FSCS: Not to exceed £500 million.
  • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • · The firm is limited to accept wholesale deposits only

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kenichiro Tanaka

  IRN KXT00158

  • [FCA CF] Manager of certification employee (since 28 Nov 2024)
  • [FCA CF] Client dealing (since 21 Dec 2021)
• Kenji Yanagawa

  IRN KXY00010

  • [PRA CF] Significant risk taker or Material risk taker (12 Apr 2021 to 14 Apr 2023)
  • [FCA CF] Material risk taker (12 Apr 2021 to 14 Apr 2023)
  • [FCA CF] Significant management (12 Apr 2021 to 14 Apr 2023)
  • [FCA CF] Manager of certification employee (27 Dec 2017 to 14 Apr 2023)
  • [FCA CF] Client dealing (27 Dec 2017 to 14 Apr 2023)
• Kenta Ono

  IRN KXO00124

  • [FCA CF] Manager of certification employee (since 10 Apr 2024)
  • [FCA CF] Client dealing (since 31 May 2023)
• Keranka Dimitrova

  IRN KXD00287

  • [FCA CF] Client dealing (since 27 Jun 2023)
• Kevin Connell

  IRN KMC01060

  • [FCA CF] Client dealing (7 Aug 2019 to 31 Jan 2026)
  • [FCA CF] Manager of certification employee (7 Aug 2019 to 31 Jan 2026)
• Kevin Ha

  IRN KXH00041

  • [FCA CF] Manager of certification employee (since 15 Jul 2021)
  • [FCA CF] Client dealing (since 12 Jan 2018)
• Kevin Raimbourg

  IRN KXR00036

  • [FCA CF] Client dealing (15 Dec 2017 to 19 Oct 2024)
• Kevin Ujkaj

  IRN KXU00040

  • [FCA CF] Client dealing (since 20 Aug 2025)
• Khuram Shiraz Raja Yousaf

  IRN KSY01001

  • [FCA CF] Client dealing (since 16 May 2024)
  • [FCA CF] Manager of certification employee (since 16 May 2024)
• Kieran Norris-Williams

  IRN KMN01030

  • [FCA CF] Manager of certification employee (28 Aug 2020 to 31 Oct 2025)
  • [FCA CF] Client dealing (18 Apr 2019 to 31 Oct 2025)

No changes recorded yet.