Kevin Connell

• SMBC Nikko Capital Markets Limited (no longer approved here)

  FRN 171935

  • [FCA CF] Client dealing (1 Jul 2021 to 31 Mar 2025)
  • [FCA CF] Manager of certification employee (1 Jul 2021 to 31 Mar 2025)
• SMBC Bank International plc (no longer approved here)

  FRN 223304

  • [FCA CF] Client dealing (7 Aug 2019 to 31 Jan 2026)
  • [FCA CF] Manager of certification employee (7 Aug 2019 to 31 Jan 2026)
• Sumitomo Mitsui Banking Corporation, London Branch (no longer approved here)

  FRN 769072

  • [FCA CF] Manager of certification employee (7 Aug 2019 to 31 Jan 2026)
  • [FCA CF] Client dealing (7 Aug 2019 to 31 Jan 2026)
• Millennium Capital Partners LLP (no longer approved here)

  FRN 439327

  • CF30 Customer (14 Oct 2017 to 12 Nov 2018)
• NatWest Markets Plc (no longer approved here)

  FRN 121882

  • CF30 Customer (1 Nov 2007 to 4 Nov 2015)
  • CF21 Investment Adviser (26 Apr 2006 to 31 Oct 2007)
• J.P. Morgan Markets Limited (no longer approved here)

  FRN 114031

  • CF21 Investment Adviser (12 Sep 2003 to 10 Mar 2006)

No changes recorded yet.