Sumitomo Mitsui Banking Corporation, London Branch

• Principal Place of Business

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442045071000

  Web

  https://www.smbcgroup.com/emea/home/

• Complaints Contact

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +4402045071000

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

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  • · The UK branch of the firm is limited to accepting retail deposits from small companies within the meaning of section 381 Companies Act 2006 only and then only up to the following specified limits. (1) Amount: No more than £100 million of transaction or instant access account balances covered by the FSCS; (2) Number of accounts: No more than 5,000 small company accounts. (3) Total potential liability to FSCS: Not to exceed £500 million.
  • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • · The firm is limited to accept wholesale deposits only

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kingsley Obiajulu Jibunoh

  IRN KOJ00002

  • [FCA CF] Client dealing (since 21 Oct 2022)
• Kirshnee Moodley

  IRN KXM01532

  • [FCA CF] Manager of certification employee (since 2 Mar 2026)
  • [FCA CF] Client dealing (since 2 Mar 2026)
• Kirsty Bird

  IRN KXB00684

  • [FCA CF] Client dealing (since 28 Jul 2025)
• Kirsty Brown

  IRN KXB00333

  • [FCA CF] Manager of certification employee (since 12 Nov 2021)
  • [FCA CF] Client dealing (since 12 Nov 2021)
• Kohei Mitamura

  IRN KXM00490

  • [FCA CF] Significant management (7 Oct 2024 to 20 Apr 2026)
  • [FCA CF] Client dealing (7 Oct 2024 to 20 Apr 2026)
  • [FCA CF] Manager of certification employee (7 Oct 2024 to 20 Apr 2026)
  • [FCA CF] Material risk taker (7 Oct 2024 to 21 Mar 2025)
  • [PRA CF] Significant risk taker or Material risk taker (7 Oct 2024 to 21 Mar 2025)
• Kohei Morita

  IRN KXM00487

  • [FCA CF] Client dealing (since 11 Jul 2022)
• Kohei Shibuya

  IRN KXS00921

  • [FCA CF] Client dealing (since 9 Feb 2026)
• Kohei Yamaguchi

  IRN KXY00023

  • [FCA CF] Client dealing (22 Apr 2021 to 6 Feb 2023)
• Koichi Honda

  IRN KXH00280

  • [FCA CF] Manager of certification employee (since 7 Dec 2021)
• Koichi Nunami

  IRN KXN00158

  • [FCA CF] Manager of certification employee (since 1 Apr 2024)
  • [FCA CF] Material risk taker (since 1 Apr 2024)
  • [FCA CF] Significant management (since 1 Apr 2024)
  • [PRA CF] Significant risk taker or Material risk taker (since 1 Apr 2024)

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