Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SMBC Bank International plc
FRN 223304
- [FCA CF] Material risk taker (since 7 Oct 2024)
- [PRA CF] Significant risk taker or Material risk taker (since 7 Oct 2024)
- [FCA CF] Client dealing (since 7 Oct 2024)
- [FCA CF] Significant management (since 23 Sep 2024)
- [FCA CF] Manager of certification employee (since 23 Sep 2024)
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- [PRA CF] Significant risk taker or Material risk taker (7 Oct 2024 to 21 Mar 2025)
- [FCA CF] Manager of certification employee (7 Oct 2024 to 20 Apr 2026)
- [FCA CF] Material risk taker (7 Oct 2024 to 21 Mar 2025)
- [FCA CF] Significant management (7 Oct 2024 to 20 Apr 2026)
- [FCA CF] Client dealing (7 Oct 2024 to 20 Apr 2026)
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- [FCA CF] Significant management (14 Jul 2022 to 31 Mar 2025)
- [FCA CF] Material risk taker (14 Jul 2022 to 31 Mar 2025)
- [FCA CF] Manager of certification employee (14 Jul 2022 to 31 Mar 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.