Sumitomo Mitsui Banking Corporation, London Branch

• Principal Place of Business

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442045071000

  Web

  https://www.smbcgroup.com/emea/home/

• Complaints Contact

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +4402045071000

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

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  • · The UK branch of the firm is limited to accepting retail deposits from small companies within the meaning of section 381 Companies Act 2006 only and then only up to the following specified limits. (1) Amount: No more than £100 million of transaction or instant access account balances covered by the FSCS; (2) Number of accounts: No more than 5,000 small company accounts. (3) Total potential liability to FSCS: Not to exceed £500 million.
  • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • · The firm is limited to accept wholesale deposits only

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kazushi Hanami

  IRN KXH01873

  • [FCA CF] Client dealing (26 Feb 2018 to 18 Apr 2019)
• Kazushige Isobuchi

  IRN KXI00003

  • [FCA CF] Manager of certification employee (22 May 2018 to 1 Jun 2021)
  • [FCA CF] Client dealing (22 May 2018 to 1 Jun 2021)
• Kazuto Takami

  IRN KXT32568

  • [FCA CF] Manager of certification employee (5 Jun 2019 to 11 Jun 2021)
  • [FCA CF] Material risk taker (12 Feb 2018 to 11 Jun 2021)
  • [PRA CF] Significant risk taker or Material risk taker (12 Feb 2018 to 11 Jun 2021)
• Kei Matsunuma

  IRN KXM00097

  • [FCA CF] Client dealing (8 Sep 2020 to 15 Dec 2022)
• Kei Ueda

  IRN KXU00038

  • [FCA CF] Manager of certification employee (since 10 Apr 2025)
  • [PRA CF] Significant risk taker or Material risk taker (since 10 Apr 2025)
  • [FCA CF] Significant management (since 10 Apr 2025)
  • [FCA CF] Material risk taker (since 10 Apr 2025)
• Keigo Matsuhashi

  IRN KXM00095

  • [FCA CF] Client dealing (11 Sep 2020 to 7 Jun 2025)
• Keiichiro Nakamura

  IRN KXN01199

  • SMF7 Group Entity Senior Manager (1 May 2020 to 4 Apr 2023)
• Keishi Kurusaki

  IRN KXK00046

  • [FCA CF] Client dealing (24 May 2019 to 9 Jun 2023)
• Keisuke Yoshida

  IRN KXY00011

  • [FCA CF] Manager of certification employee (17 Jul 2018 to 31 May 2019)
  • [FCA CF] Client dealing (17 Jul 2018 to 31 May 2019)
• Ken Ito Mustafa-Wright

  IRN KXM56549

  • [FCA CF] Manager of certification employee (since 7 Jun 2024)
  • [FCA CF] Client dealing (since 7 Jun 2024)

No changes recorded yet.