Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • SMF7 Group Entity Senior Manager (1 May 2020 to 4 Apr 2023)
    • CF2 Non Executive Director (10 Aug 2015 to 5 Jul 2018)
  • SMBC Bank International plc (no longer approved here)

    FRN 223304

    • SMF1 Chief Executive (1 May 2020 to 4 Apr 2023)
    • SMF7 Group Entity Senior Manager (23 Jul 2018 to 1 May 2020)
    • SMF24 Chief Operations (2 Jan 2018 to 3 Apr 2018)
    • SMF2 Chief Finance (7 Mar 2016 to 3 Apr 2018)
    • CF1 Director (29 Mar 2012 to 6 Mar 2016)
  • Sumitomo Mitsui Banking Corporation, London Branch (no longer approved here)

    FRN 769072

    • SMF7 Group Entity Senior Manager (1 May 2020 to 4 Apr 2023)

Recent activity

Updates to this individual's record on the FCA register.

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