Sumitomo Mitsui Banking Corporation, London Branch

• Principal Place of Business

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442045071000

  Web

  https://www.smbcgroup.com/emea/home/

• Complaints Contact

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +4402045071000

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

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  • · The UK branch of the firm is limited to accepting retail deposits from small companies within the meaning of section 381 Companies Act 2006 only and then only up to the following specified limits. (1) Amount: No more than £100 million of transaction or instant access account balances covered by the FSCS; (2) Number of accounts: No more than 5,000 small company accounts. (3) Total potential liability to FSCS: Not to exceed £500 million.
  • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • · The firm is limited to accept wholesale deposits only

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Hiroshi Ibaraki

  IRN HXI00044

  • SMF7 Group Entity Senior Manager (since 1 Apr 2026)
  • SMF3 Executive Director (since 1 Apr 2026)
  • [PRA CF] Significant risk taker or Material risk taker (30 May 2024 to 31 Mar 2026)
  • [FCA CF] Significant management (30 May 2024 to 31 Mar 2026)
  • [FCA CF] Material risk taker (30 May 2024 to 31 Mar 2026)
  • [FCA CF] Manager of certification employee (30 May 2024 to 31 Mar 2026)
• Hiroshi Kusumoto

  IRN HXK00213

  • [PRA CF] Significant risk taker or Material risk taker (1 Apr 2024 to 29 Mar 2025)
  • [FCA CF] Material risk taker (1 Apr 2024 to 29 Mar 2025)
  • [FCA CF] Significant management (1 Apr 2024 to 29 Mar 2025)
  • [FCA CF] Client dealing (7 Jun 2023 to 29 Mar 2025)
  • [FCA CF] Manager of certification employee (7 Jun 2023 to 29 Mar 2025)
• Hiroshi Matsushita

  IRN HXM00053

  • [FCA CF] Significant management (3 Jun 2019 to 31 Mar 2024)
  • [FCA CF] Client dealing (3 Jun 2019 to 31 Mar 2024)
  • [FCA CF] Manager of certification employee (3 Jun 2019 to 4 Apr 2025)
  • [FCA CF] Material risk taker (3 Jun 2019 to 4 Apr 2025)
  • [PRA CF] Significant risk taker or Material risk taker (3 Jun 2019 to 31 Mar 2024)
• Hiroshi Nakano

  IRN HXN00007

  • [PRA CF] Significant risk taker or Material risk taker (17 Feb 2020 to 28 Sep 2023)
  • [FCA CF] Significant management (17 Feb 2020 to 28 Sep 2023)
  • [FCA CF] Manager of certification employee (17 Feb 2020 to 28 Sep 2023)
  • [FCA CF] Material risk taker (17 Feb 2020 to 28 Sep 2023)
• Hiroshi Toi

  IRN HXT00031

  • [FCA CF] Client dealing (12 Jun 2019 to 16 Apr 2021)
• Hiroyasu Kanda

  IRN HXK00028

  • [FCA CF] Client dealing (23 May 2019 to 3 May 2024)
  • [FCA CF] Manager of certification employee (23 May 2019 to 3 May 2024)
• Hiroyasu Ono

  IRN HXO00007

  • [FCA CF] Manager of certification employee (16 Apr 2018 to 2 May 2020)
  • [FCA CF] Client dealing (20 Dec 2017 to 2 May 2020)
• Hiroyuki Kawamata

  IRN HXK00291

  • [FCA CF] Manager of certification employee (since 3 Feb 2026)
• Hisataka Kato

  IRN HXK00223

  • [FCA CF] Client dealing (21 Aug 2023 to 4 Aug 2025)
• Hisato Kitani

  IRN HXK00197

  • [FCA CF] Manager of certification employee (since 25 Feb 2026)
  • [FCA CF] Client dealing (since 16 Jan 2023)

No changes recorded yet.