Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SMBC Nikko Capital Markets Limited
FRN 171935
- SMF7 Group Entity Senior Manager (since 1 Apr 2026)
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SMBC Bank International plc
FRN 223304
- SMF1 Chief Executive (since 1 Apr 2026)
- SMF3 Executive Director (since 26 Apr 2024)
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- SMF3 Executive Director (since 1 Apr 2026)
- SMF7 Group Entity Senior Manager (since 1 Apr 2026)
- [PRA CF] Significant risk taker or Material risk taker (30 May 2024 to 31 Mar 2026)
- [FCA CF] Manager of certification employee (30 May 2024 to 31 Mar 2026)
- [FCA CF] Material risk taker (30 May 2024 to 31 Mar 2026)
- [FCA CF] Significant management (30 May 2024 to 31 Mar 2026)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.