Hiroshi Nakano

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • [FCA CF] Manager of certification employee (18 Jan 2021 to 28 Sep 2023)
    • [FCA CF] Material risk taker (18 Jan 2021 to 28 Sep 2023)
    • [FCA CF] Significant management (18 Jan 2021 to 28 Sep 2023)
  • SMBC Bank International plc (no longer approved here)

    FRN 223304

    • [FCA CF] Significant management (17 Feb 2020 to 28 Sep 2023)
    • [FCA CF] Material risk taker (20 Jan 2020 to 28 Sep 2023)
    • [FCA CF] Manager of certification employee (20 Jan 2020 to 28 Sep 2023)
    • [PRA CF] Significant risk taker or Material risk taker (20 Jan 2020 to 28 Sep 2023)
  • Sumitomo Mitsui Banking Corporation, London Branch (no longer approved here)

    FRN 769072

    • [PRA CF] Significant risk taker or Material risk taker (17 Feb 2020 to 28 Sep 2023)
    • [FCA CF] Manager of certification employee (17 Feb 2020 to 28 Sep 2023)
    • [FCA CF] Material risk taker (17 Feb 2020 to 28 Sep 2023)
    • [FCA CF] Significant management (17 Feb 2020 to 28 Sep 2023)

Recent activity

Updates to this individual's record on the FCA register.

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