Sumitomo Mitsui Banking Corporation, London Branch

• Principal Place of Business

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442045071000

  Web

  https://www.smbcgroup.com/emea/home/

• Complaints Contact

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +4402045071000

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

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  • · The UK branch of the firm is limited to accepting retail deposits from small companies within the meaning of section 381 Companies Act 2006 only and then only up to the following specified limits. (1) Amount: No more than £100 million of transaction or instant access account balances covered by the FSCS; (2) Number of accounts: No more than 5,000 small company accounts. (3) Total potential liability to FSCS: Not to exceed £500 million.
  • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • · The firm is limited to accept wholesale deposits only

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Hideo Kawafune

  IRN HXK01641

  • SMF3 Executive Director (1 Jun 2025 to 31 Mar 2026)
  • SMF7 Group Entity Senior Manager (4 Apr 2023 to 31 Mar 2026)
  • [FCA CF] Client dealing (1 Apr 2022 to 4 Apr 2023)
  • [FCA CF] Significant management (30 Jan 2019 to 4 Apr 2023)
  • [FCA CF] Manager of certification employee (3 Apr 2018 to 4 Apr 2023)
  • [FCA CF] Material risk taker (3 Apr 2018 to 4 Apr 2023)
  • [PRA CF] Significant risk taker or Material risk taker (3 Apr 2018 to 4 Apr 2023)
• Hideyuki Kato

  IRN HXK32565

  • [FCA CF] Material risk taker (3 Apr 2018 to 12 May 2023)
  • [PRA CF] Significant risk taker or Material risk taker (3 Apr 2018 to 12 May 2023)
• Hideyuki Odani

  IRN HXO00038

  • [FCA CF] Client dealing (since 21 Dec 2021)
• Hirofumi Sasakura

  IRN HXS00273

  • [FCA CF] Client dealing (since 22 Jul 2022)
• Hirokazu Okado

  IRN HXO00002

  • [FCA CF] Manager of certification employee (19 May 2021 to 12 Apr 2024)
  • [FCA CF] Client dealing (15 Dec 2017 to 12 Apr 2024)
• Hiroki Mukai

  IRN HXM00055

  • [FCA CF] Client dealing (26 Jan 2018 to 24 May 2019)
• Hiroko Hosomi

  IRN HXH00223

  • [FCA CF] Client dealing (2 Jun 2023 to 9 Apr 2025)
  • [FCA CF] Manager of certification employee (2 Jun 2023 to 9 Apr 2025)
  • [FCA CF] Material risk taker (2 Jun 2023 to 9 Apr 2025)
  • [PRA CF] Significant risk taker or Material risk taker (2 Jun 2023 to 9 Apr 2025)
• Hiromitsu Yoshizawa

  IRN HXY00062

  • [FCA CF] Client dealing (since 30 Jul 2025)
  • [FCA CF] Manager of certification employee (since 8 Jul 2025)
  • [PRA CF] Significant risk taker or Material risk taker (since 8 Jul 2025)
  • [FCA CF] Significant management (since 8 Jul 2025)
  • [FCA CF] Material risk taker (since 8 Jul 2025)
• Hironari Kagami

  IRN HXK00027

  • [FCA CF] Manager of certification employee (since 7 Nov 2023)
  • [FCA CF] Client dealing (since 27 Dec 2017)
• Hironori Inoue

  IRN HXI00018

  • [FCA CF] Client dealing (27 May 2021 to 7 Jun 2024)

No changes recorded yet.