Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sumitomo Mitsui Banking Corporation, London Branch (no longer approved here)

    FRN 769072

    • SMF3 Executive Director (1 Jun 2025 to 31 Mar 2026)
    • SMF7 Group Entity Senior Manager (4 Apr 2023 to 31 Mar 2026)
    • [FCA CF] Client dealing (1 Apr 2022 to 4 Apr 2023)
    • [FCA CF] Significant management (30 Jan 2019 to 4 Apr 2023)
    • [FCA CF] Manager of certification employee (3 Apr 2018 to 4 Apr 2023)
    • [FCA CF] Material risk taker (3 Apr 2018 to 4 Apr 2023)
    • [PRA CF] Significant risk taker or Material risk taker (3 Apr 2018 to 4 Apr 2023)
  • SMBC Bank International plc (no longer approved here)

    FRN 223304

    • SMF1 Chief Executive (4 Apr 2023 to 31 Mar 2026)
    • SMF3 Executive Director (5 Oct 2022 to 31 Mar 2026)
    • [FCA CF] Client dealing (1 Apr 2022 to 4 Apr 2023)
    • SMF24 Chief Operations (3 Apr 2018 to 1 Apr 2020)
    • SMF2 Chief Finance (3 Apr 2018 to 11 Apr 2022)
  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 31 Mar 2026)
    • CF2 Non Executive Director (4 Jul 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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