Sumitomo Mitsui Banking Corporation, London Branch

• Principal Place of Business

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442045071000

  Web

  https://www.smbcgroup.com/emea/home/

• Complaints Contact

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +4402045071000

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

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  • · The UK branch of the firm is limited to accepting retail deposits from small companies within the meaning of section 381 Companies Act 2006 only and then only up to the following specified limits. (1) Amount: No more than £100 million of transaction or instant access account balances covered by the FSCS; (2) Number of accounts: No more than 5,000 small company accounts. (3) Total potential liability to FSCS: Not to exceed £500 million.
  • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • · The firm is limited to accept wholesale deposits only

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Francisco Luis Strinati

  IRN FXS00290

  • [FCA CF] Client dealing (since 14 Nov 2025)
• Francois Hain

  IRN FXH00101

  • [FCA CF] Client dealing (19 Aug 2022 to 13 Mar 2026)
  • [FCA CF] Manager of certification employee (19 Aug 2022 to 13 Mar 2026)
• Frank Jean Pluta

  IRN FJP01032

  • [FCA CF] Manager of certification employee (since 21 Oct 2025)
  • [FCA CF] Significant management (since 21 Oct 2025)
  • [FCA CF] Client dealing (since 21 Oct 2025)
  • [FCA CF] Material risk taker (since 1 Oct 2025)
  • [PRA CF] Significant risk taker or Material risk taker (since 1 Oct 2025)
• Frederic Jacques Marie Droulers

  IRN FXD01034

  • [FCA CF] Client dealing (8 Dec 2017 to 22 Mar 2022)
  • [FCA CF] Manager of certification employee (8 Dec 2017 to 22 Mar 2022)
• Friederich Alexandru

  IRN FXA00024

  • [FCA CF] Client dealing (19 Jan 2018 to 31 Oct 2024)
• Funda Tekin Guvener

  IRN FXT00098

  • [FCA CF] Client dealing (since 22 Apr 2025)
• Gaku Kobayashi

  IRN GXK00040

  • [FCA CF] Client dealing (13 Dec 2017 to 9 Apr 2021)
• Gareth Hughes

  IRN GXH00412

  • [FCA CF] Manager of certification employee (since 23 Jan 2025)
  • [FCA CF] Client dealing (since 1 May 2024)
• Gareth Tugwell

  IRN GXT00219

  • [FCA CF] Client dealing (13 Apr 2023 to 30 Sep 2023)
• Garry Daniel Zhiv

  IRN GXZ00023

  • SMF3 Executive Director (since 1 Sep 2025)

No changes recorded yet.