Sumitomo Mitsui Banking Corporation, London Branch

• Principal Place of Business

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442045071000

  Web

  https://www.smbcgroup.com/emea/home/

• Complaints Contact

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +4402045071000

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

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  • · The UK branch of the firm is limited to accepting retail deposits from small companies within the meaning of section 381 Companies Act 2006 only and then only up to the following specified limits. (1) Amount: No more than £100 million of transaction or instant access account balances covered by the FSCS; (2) Number of accounts: No more than 5,000 small company accounts. (3) Total potential liability to FSCS: Not to exceed £500 million.
  • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • · The firm is limited to accept wholesale deposits only

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gary Masoud

  IRN GXM00648

  • [FCA CF] Client dealing (25 Apr 2024 to 1 Sep 2025)
  • [FCA CF] Manager of certification employee (25 Apr 2024 to 1 Sep 2025)
• Gary Sumray

  IRN GXS00078

  • [FCA CF] Manager of certification employee (29 Dec 2017 to 30 Apr 2019)
  • [FCA CF] Client dealing (29 Dec 2017 to 30 Apr 2019)
• Gen Nakamura

  IRN GXN00115

  • [FCA CF] Client dealing (since 8 Mar 2024)
• George Atkinson

  IRN GXA00264

  • [FCA CF] Client dealing (since 12 Nov 2024)
• George Brindle

  IRN GXB00089

  • [FCA CF] Manager of certification employee (since 23 Sep 2025)
  • [FCA CF] Client dealing (since 16 Jan 2018)
• George Lake

  IRN GXL00343

  • [PRA CF] Significant risk taker or Material risk taker (since 1 Jun 2025)
  • [FCA CF] Material risk taker (since 1 Jun 2025)
• Gilles Mouterde

  IRN GXM00101

  • [FCA CF] Client dealing (7 Dec 2017 to 30 Sep 2021)
  • [FCA CF] Manager of certification employee (7 Dec 2017 to 30 Sep 2021)
• Giulia Rusconi

  IRN GXR00129

  • [FCA CF] Client dealing (24 Mar 2021 to 31 Jul 2021)
• Glenn Swanton

  IRN GXS32249

  • [PRA CF] Significant risk taker or Material risk taker (since 1 Jul 2020)
  • [FCA CF] Manager of certification employee (since 1 Jul 2020)
  • [FCA CF] Material risk taker (since 1 Jul 2020)
  • [FCA CF] Significant management (since 17 Jan 2019)
  • [PRA CF] Significant risk taker or Material risk taker (2 Feb 2018 to 8 May 2019)
  • [FCA CF] Material risk taker (2 Feb 2018 to 8 May 2019)
• Gregor Birkenbach

  IRN GXB00085

  • [FCA CF] Manager of certification employee (since 11 Apr 2025)
  • [FCA CF] Client dealing (since 5 Jan 2018)

No changes recorded yet.