Glenn Swanton

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Bank International plc

    FRN 223304

    • SMF4 Chief Risk (since 1 Jul 2020)
    • [FCA CF] Significant management (17 Jan 2019 to 1 Jul 2020)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 1 Jul 2020)
    • [FCA CF] Material risk taker (7 Mar 2016 to 1 Jul 2020)
  • Sumitomo Mitsui Banking Corporation, London Branch

    FRN 769072

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jul 2020)
    • [FCA CF] Manager of certification employee (since 1 Jul 2020)
    • [FCA CF] Material risk taker (since 1 Jul 2020)
    • [FCA CF] Significant management (since 17 Jan 2019)
    • [FCA CF] Material risk taker (2 Feb 2018 to 8 May 2019)
    • [PRA CF] Significant risk taker or Material risk taker (2 Feb 2018 to 8 May 2019)
  • SMBC Derivative Products Limited (no longer approved here)

    FRN 172073

    • Director of firm who is not a certification employee or a SMF manager (17 Apr 2020 to 14 Jun 2024)

Recent activity

Updates to this individual's record on the FCA register.

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