Frank Jean Pluta

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Bank International plc

    FRN 223304

    • [FCA CF] Significant management (since 21 Oct 2025)
    • [FCA CF] Client dealing (since 21 Oct 2025)
    • [FCA CF] Manager of certification employee (since 21 Oct 2025)
    • [FCA CF] Material risk taker (since 1 Oct 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Oct 2025)
  • Sumitomo Mitsui Banking Corporation, London Branch

    FRN 769072

    • [FCA CF] Significant management (since 21 Oct 2025)
    • [FCA CF] Manager of certification employee (since 21 Oct 2025)
    • [FCA CF] Client dealing (since 21 Oct 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Oct 2025)
    • [FCA CF] Material risk taker (since 1 Oct 2025)
  • Natixis (no longer approved here)

    FRN 206092

    • [FCA CF] Manager of certification employee (12 Nov 2021 to 30 Sep 2025)
    • [FCA CF] Functions requiring qualifications (6 Mar 2019 to 5 Mar 2021)
    • [FCA CF] Client dealing (6 Mar 2019 to 30 Sep 2025)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • CF30 Customer (5 Feb 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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