Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Freehold House
    6-8 The Havens
    Ransomes Europark
    Ipswich
    Suffolk
    IP3 9SJ
    UNITED KINGDOM
    Phone
    +4403301230723
  • Complaints Contact

    Freehold House
    6-8 The Havens
    Ransomes Europark
    Ipswich
    Suffolk
    IP3 9SJ
    UNITED KINGDOM
    Phone
    +4403301230723

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michelle Ann Tennens

    IRN MAT01157

    • SMF14 Senior Independent Director (7 Mar 2016 to 28 Mar 2019)
    • CF2 Non Executive Director (30 Nov 2006 to 6 Mar 2016)
  • Nathan Wade

    IRN NXW00425

    • [PRA CF] Key function holder (since 1 Apr 2026)
  • Nigel Hugh Hamilton Smith

    IRN NHS01016

    • CF2 Non Executive Director (22 Feb 2002 to 30 Nov 2008)
  • Nigel Nicholls

    IRN NXN00102

    • [FCA CF] Manager of certification employee (1 May 2022 to 31 Mar 2024)
  • Paul Blaking

    IRN PXB44113

    • [FCA CF] Manager of certification employee (since 1 Mar 2024)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 1 Mar 2024)
  • Paul David Johnson

    IRN PXJ42241

    • SMF2 Chief Finance (since 7 Aug 2020)
  • Paul Winter

    IRN PXW01274

    • Responsibility for MCD Intermediation (21 Mar 2016 to 12 Dec 2016)
    • SMF1 Chief Executive (7 Mar 2016 to 12 Dec 2016)
    • CF1 Director (1 Apr 2007 to 1 Apr 2007)
    • CF3 Chief Executive (1 Apr 2007 to 6 Mar 2016)
    • CF8 Apportionment and Oversight (1 Apr 2007 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 12 Dec 2016)
    • CF10 Compliance Oversight (1 Dec 2001 to 1 Dec 2002)
  • Peter Charles Elcock

    IRN PCE01024

    • SMF9 Chair of the Governing Body (since 1 Nov 2022)
    • SMF12 Chair of the Remuneration Committee (23 May 2017 to 1 Apr 2020)
    • CF2 Non Executive Director (19 May 2015 to 6 Mar 2016)
  • Rebecca Newman

    IRN RXN00154

    • SMF24 Chief Operations (since 5 Sep 2022)
    • SMF3 Executive Director (since 5 Sep 2022)
  • Richard Humphrey Bateson Norrington

    IRN RHN01025

    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • SMF1 Chief Executive (since 2 Sep 2016)
    • Responsible for Insurance Mediation (8 Aug 2017 to 30 Sep 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.