Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RiverStone Insurance (UK) Limited
FRN 202823
- SMF11 Chair of the Audit Committee (since 19 Oct 2023)
- [FCA CF] Material risk taker (14 Mar 2019 to 26 Nov 2025)
- [PRA CF] Key function holder (14 Mar 2019 to 26 Nov 2025)
- [PRA CF] Significant risk taker or Material risk taker (14 Mar 2019 to 26 Nov 2025)
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RiverStone Managing Agency Limited
FRN 204964
- SMF11 Chair of the Audit Committee (since 19 Oct 2023)
- Director of firm who is not a certification employee or a SMF manager (14 Mar 2019 to 26 Nov 2025)
- [PRA CF] Key function holder (14 Mar 2019 to 26 Nov 2025)
- [PRA CF] Managing a material risk taker (14 Mar 2019 to 26 Nov 2025)
- [PRA CF] Significant risk taker or Material risk taker (14 Mar 2019 to 26 Nov 2025)
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- Director of firm who is not a certification employee or a SMF manager (since 30 Nov 2020)
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- [FCA CF] Material risk taker (9 Dec 2019 to 30 Oct 2024)
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THE UNITED KINGDOM MUTUAL STEAM SHIP ASSURANCE ASSOCIATION LIMITED (no longer approved here)
FRN 202560
- SMF11 Chair of the Audit Committee (10 Dec 2018 to 31 Jan 2022)
- SMF10 Chair of the Risk Committee (10 Dec 2018 to 31 Jan 2022)
- SIMF11 Chair of the Audit Committee (7 Mar 2016 to 9 Dec 2018)
- SIMF10 Chair of the Risk Committee (7 Mar 2016 to 9 Dec 2018)
- CF2 Non Executive Director (20 Feb 2013 to 6 Mar 2016)
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- CF2 Non Executive Director (22 Feb 2002 to 30 Nov 2008)
Recent activity
Updates to this individual's record on the FCA register.
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