Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF11 Chair of the Audit Committee (since 19 Oct 2023)
    • [FCA CF] Material risk taker (14 Mar 2019 to 26 Nov 2025)
    • [PRA CF] Key function holder (14 Mar 2019 to 26 Nov 2025)
    • [PRA CF] Significant risk taker or Material risk taker (14 Mar 2019 to 26 Nov 2025)
    • SMF11 Chair of the Audit Committee (since 19 Oct 2023)
    • Director of firm who is not a certification employee or a SMF manager (14 Mar 2019 to 26 Nov 2025)
    • [PRA CF] Key function holder (14 Mar 2019 to 26 Nov 2025)
    • [PRA CF] Managing a material risk taker (14 Mar 2019 to 26 Nov 2025)
    • [PRA CF] Significant risk taker or Material risk taker (14 Mar 2019 to 26 Nov 2025)
    • Director of firm who is not a certification employee or a SMF manager (since 30 Nov 2020)
  • RiverStone Management Limited (no longer approved here)

    FRN 776316

    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Oct 2024)
    • SMF11 Chair of the Audit Committee (10 Dec 2018 to 31 Jan 2022)
    • SMF10 Chair of the Risk Committee (10 Dec 2018 to 31 Jan 2022)
    • SIMF11 Chair of the Audit Committee (7 Mar 2016 to 9 Dec 2018)
    • SIMF10 Chair of the Risk Committee (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (20 Feb 2013 to 6 Mar 2016)
  • Suffolk Building Society (no longer approved here)

    FRN 104875

    • CF2 Non Executive Director (22 Feb 2002 to 30 Nov 2008)

Recent activity

Updates to this individual's record on the FCA register.

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