Sucden Financial Limited

• Principal Place of Business

  Sucden Financial Ltd

  60 Great Tower Street

  London

  City Of London

  EC3R 5AZ

  UNITED KINGDOM

  Phone

  +4402032075000

  Web

  https://www.sucdenfinancial.com

• Complaints Contact

  Sucden Financial Ltd

  60 Great Tower Street

  London

  City Of London

  EC3R 5AZ

  UNITED KINGDOM

  Phone

  +4402032075000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Binary Bet, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Consumer Hire

• Consumer Hire Servicing

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christoph Domisch

  IRN CXD00271

  • [FCA CF] Manager of certification employee (1 Nov 2023 to 1 Jan 2025)
  • [FCA CF] Proprietary trader (4 Aug 2021 to 1 Jan 2025)
  • [FCA CF] Client dealing (4 Aug 2021 to 1 Jan 2025)
• Christopher Adams

  IRN CPB01038

  • [FCA CF] Client dealing (9 Dec 2019 to 18 Sep 2025)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jan 2022)
  • [FCA CF] Proprietary trader (9 Dec 2019 to 18 Sep 2025)
  • CF30 Customer (4 May 2016 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Christopher Bartholemew Smith

  IRN CBS01037

  • CF30 Customer (20 Aug 2014 to 31 Oct 2015)
• Christopher Charles Jones

  IRN CCJ01003

  • CF30 Customer (1 Nov 2007 to 22 Sep 2009)
  • CF21 Investment Adviser (16 Feb 2007 to 31 Oct 2007)
• Christopher David Ralph Block

  IRN CDB01065

  • [FCA CF] Client dealing (since 1 Nov 2022)
  • [FCA CF] Proprietary trader (since 9 Dec 2019)
  • [FCA CF] Client dealing (9 Dec 2019 to 24 Mar 2021)
  • CF30 Customer (24 Oct 2016 to 8 Dec 2019)
• Christopher Dockerill

  IRN CID01015

  • [FCA CF] Client dealing (9 Dec 2019 to 27 Jul 2022)
  • CF30 Customer (29 Nov 2012 to 8 Dec 2019)
• Christopher Gilford

  IRN CXG00255

  • [FCA CF] Significant management (14 Dec 2022 to 1 Nov 2025)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Nov 2025)
• Christopher Husillos

  IRN CXH01570

  • [FCA CF] Proprietary trader (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (9 Oct 2006 to 31 Oct 2007)
• Christopher John Doel

  IRN CJD01074

  • CF30 Customer (1 Nov 2007 to 30 Nov 2015)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Claire Marie Michel Bridel

  IRN CXB01345

  • SMF10 Chair of the Risk Committee (2 Jul 2021 to 27 May 2025)
  • Director of firm who is not a certification employee or a SMF manager (1 Jan 2020 to 1 Nov 2022)

• ALPHA FX (no longer appointed)

  FRN 709845 · Appointed 10 Jul 2015 · Until 25 Dec 2015

No changes recorded yet.