Christopher Adams

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sigma Broking Limited

    FRN 485362

    • [FCA CF] Proprietary trader (since 18 Sep 2025)
    • [FCA CF] Client dealing (since 18 Sep 2025)
    • [FCA CF] Material risk taker (since 18 Sep 2025)
    • [FCA CF] Significant management (since 18 Sep 2025)
  • Sucden Financial Limited (no longer approved here)

    FRN 114239

    • [FCA CF] Proprietary trader (9 Dec 2019 to 18 Sep 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 18 Sep 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jan 2022)
    • CF30 Customer (4 May 2016 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.