SUCCESSION WEALTH MANAGEMENT LIMITED

• Principal Place of Business

  Succession Wealth Ltd

  The Apex

  Brest Road

  Derriford Business Park

  Plymouth

  PL6 5FL

  UNITED KINGDOM

  Phone

  +4401752968500

  Web

  https://www.successionwealth.co.uk

• Complaints Contact

  Succession Wealth Ltd

  The Apex

  Brest Road

  Derriford Business Park

  Plymouth

  PL6 5FL

  UNITED KINGDOM

  Phone

  +4401752968500

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Rebecca Jacqueline Marie Housego

  IRN RXN13843

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Oct 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 24 Oct 2023)
  • CF30 Customer (17 Apr 2019 to 8 Dec 2019)
• Richard Allan Nicholson

  IRN RAN00025

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Oct 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 29 Oct 2024)
  • CF30 Customer (24 Sep 2015 to 8 Dec 2019)
• Richard Allen Dieppe

  IRN RAD01144

  • [FCA CF] Client dealing (13 Jan 2020 to 3 Feb 2026)
  • [FCA CF] Functions requiring qualifications (13 Jan 2020 to 3 Feb 2026)
• Richard Howard Bates

  IRN RHB01073

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Nov 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 11 Nov 2023)
  • CF30 Customer (21 Mar 2016 to 8 Dec 2019)
• Richard James Cresswell

  IRN RJC01221

  • CF30 Customer (20 Dec 2016 to 11 Apr 2017)
• Richard John Rhodes

  IRN RJR01130

  • CF1 Director (19 Aug 2013 to 8 Dec 2014)
• Richard Jonathan Mills

  IRN RJM00075

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (10 Feb 2015 to 8 Dec 2019)
• Richard Mark Dancer

  IRN RMD00001

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (10 Jan 2017 to 8 Dec 2019)
• Richard Paul Hunter

  IRN RPH01055

  • [FCA CF] Client dealing (9 Dec 2019 to 4 Apr 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Apr 2023)
  • CF30 Customer (7 Apr 2017 to 8 Dec 2019)
• Richard Paul King

  IRN RPK00007

  • CF30 Customer (18 Oct 2016 to 29 Jun 2018)

No changes recorded yet.