Richard James Cresswell

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Capelin Financial Management Ltd

    FRN 232070

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (17 Jul 2017 to 8 Dec 2019)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • CF30 Customer (20 Dec 2016 to 11 Apr 2017)
  • The Premier Partnership Limited (no longer approved here)

    FRN 209446

    • CF21 Investment Adviser (29 Jan 2004 to 26 Jul 2004)
    • CF22 Investment Adviser (Trainee) (3 Nov 2003 to 29 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.