Succession Employee Benefit Solutions Limited

Date authorised
31 August 2017
Companies House
08146349
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Succession Wealth Ltd
    The Apex
    Brest Road
    Derriford Business Park
    Plymouth
    PL6 5FL
    UNITED KINGDOM
    Phone
    +4401752968500
    Web
    https://www.successionwealth.co.uk/corporate-benefit-solutions

  • Complaints Contact

    Succession Wealth Ltd
    The Apex
    Brest Road
    Derriford Business Park
    Plymouth
    PL6 5FL
    UNITED KINGDOM
    Phone
    +4401752968500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nigel Havelock Featherston

    IRN NHF00005

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2022)
    • CF30 Customer (31 Aug 2017 to 8 Dec 2019)
  • Nigel Patrick Clarke

    IRN NPC01070

    • [FCA CF] Manager of certification employee (29 Jun 2023 to 1 Mar 2024)
  • Omesh Pritam Nagpal

    IRN OXN00025

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 31 Oct 2022)
    • [FCA CF] Functions requiring qualifications (since 31 Oct 2022)
  • Paul Colin Campion

    IRN PCC01071

    • CF30 Customer (31 Aug 2017 to 1 Jul 2018)
  • Paul Edward McFadyen

    IRN PEM01067

    • CF30 Customer (9 Aug 2018 to 8 Dec 2019)
  • Paul St John Derbyshire

    IRN PSD00005

    • CF30 Customer (31 Aug 2017 to 8 Dec 2019)
  • Peter Brian Coleman

    IRN PBC01028

    • SMF3 Executive Director (10 Dec 2021 to 15 Sep 2022)
    • SMF1 Chief Executive (10 Dec 2021 to 15 Sep 2022)
    • Responsible for Insurance Distribution (10 Dec 2021 to 15 Sep 2022)
  • Peter Geoffrey Angell

    IRN PGA00003

    • [FCA CF] Client dealing (9 Dec 2019 to 15 Apr 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Apr 2026)
    • CF30 Customer (20 Sep 2017 to 8 Dec 2019)
  • Peter Thomas Andrews

    IRN PTA00003

    • CF30 Customer (31 Aug 2017 to 8 Dec 2019)
  • Richard Paul Pickering

    IRN RPP01044

    • CF30 Customer (19 Sep 2017 to 31 Oct 2018)
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Recent activity

Updates to this firm's record on the FCA register.

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