Succession Employee Benefit Solutions Limited

• Principal Place of Business

  Succession Wealth Ltd

  The Apex

  Brest Road

  Derriford Business Park

  Plymouth

  PL6 5FL

  UNITED KINGDOM

  Phone

  +4401752968500

  Web

  https://www.successionwealth.co.uk/corporate-benefit-solutions

• Complaints Contact

  Succession Wealth Ltd

  The Apex

  Brest Road

  Derriford Business Park

  Plymouth

  PL6 5FL

  UNITED KINGDOM

  Phone

  +4401752968500

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ricky James Friend

  IRN RXF00134

  • [FCA CF] Client dealing (since 11 Jul 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Apr 2022)
• Robert Arthur Clark

  IRN RAC01089

  • [FCA CF] Manager of certification employee (31 May 2022 to 31 Mar 2026)
• Ross Edward Bolton

  IRN REB00002

  • CF30 Customer (31 Aug 2017 to 28 Mar 2018)
• Sahira Karolia

  IRN SXK00130

  • [FCA CF] Manager of certification employee (20 Sep 2023 to 31 Mar 2026)
• Samantha Letchford

  IRN SXJ00016

  • [FCA CF] Manager of certification employee (6 Apr 2023 to 31 Mar 2026)
• Sarah Joanna Lord

  IRN SJL01195

  • SMF3 Executive Director (11 Dec 2019 to 28 Feb 2021)
• Scott Donald Hamilton

  IRN SDH01072

  • [FCA CF] Manager of certification employee (29 Jun 2023 to 2 Dec 2024)
• Scott Grant Covington

  IRN SGC01070

  • [FCA CF] Client dealing (13 Jan 2020 to 15 Nov 2023)
  • [FCA CF] Functions requiring qualifications (13 Jan 2020 to 15 Nov 2023)
• Shonna Elizabeth McCully Graham

  IRN SEG01033

  • [FCA CF] Client dealing (9 Dec 2019 to 15 Apr 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Apr 2024)
  • CF30 Customer (31 Aug 2017 to 8 Dec 2019)
• Simon Anthony O'Reilly

  IRN SAO00010

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 31 Oct 2022)
  • [FCA CF] Client dealing (since 31 Oct 2022)

No changes recorded yet.