Succession Employee Benefit Solutions Limited

• Principal Place of Business

  Succession Wealth Ltd

  The Apex

  Brest Road

  Derriford Business Park

  Plymouth

  PL6 5FL

  UNITED KINGDOM

  Phone

  +4401752968500

  Web

  https://www.successionwealth.co.uk/corporate-benefit-solutions

• Complaints Contact

  Succession Wealth Ltd

  The Apex

  Brest Road

  Derriford Business Park

  Plymouth

  PL6 5FL

  UNITED KINGDOM

  Phone

  +4401752968500

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Simon Mark Charles

  IRN SMC01269

  • SMF3 Executive Director (15 May 2020 to 1 Jan 2021)
• Simon Roger Marsden

  IRN SRM01199

  • SMF1 Chief Executive (since 18 Mar 2024)
  • SMF3 Executive Director (since 18 Mar 2024)
  • Responsible for Insurance Distribution (since 18 Mar 2024)
• Stephen David Willis

  IRN SXW00483

  • SMF3 Executive Director (since 9 Feb 2022)
• Stuart Howard Aberdeen

  IRN SHA00002

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Jan 2023)
  • CF30 Customer (22 Sep 2017 to 8 Dec 2019)
• Susan Marie Puddephatt

  IRN SMP01107

  • SMF4 Chief Risk (3 May 2024 to 31 Mar 2026)
  • SMF16 Compliance Oversight (9 Dec 2019 to 31 Mar 2026)
  • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 11 Mar 2020)
  • CF10 Compliance Oversight (15 Feb 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (15 Feb 2019 to 8 Dec 2019)
  • CF1 Director (15 Feb 2019 to 8 Dec 2019)
  • Responsible for Insurance Distribution (15 Feb 2019 to 31 Mar 2026)
• Terry William Kellow

  IRN TWK01016

  • [FCA CF] Client dealing (9 Dec 2019 to 28 Apr 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Apr 2023)
  • CF30 Customer (22 Aug 2018 to 8 Dec 2019)
• Thomas William Rigby

  IRN TXR09992

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Jan 2020)
• Timothy James Parker

  IRN TJP00008

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 31 Oct 2022)
  • [FCA CF] Client dealing (since 31 Oct 2022)
• Timothy Ronald Clay

  IRN TRC00005

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Dec 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Dec 2023)
  • CF30 Customer (31 Aug 2017 to 8 Dec 2019)
• Victoria Tait

  IRN VXT00125

  • [FCA CF] Manager of certification employee (27 Jan 2026 to 5 Feb 2026)

No changes recorded yet.