Stuart Howard Aberdeen

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Succession Financial Management Limited (no longer approved here)
FRN 225831
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2022)
- CF30 Customer (22 Sep 2017 to 8 Dec 2019)
SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)
FRN 588378
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Jan 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 13 Jan 2023)
- CF30 Customer (22 Sep 2017 to 8 Dec 2019)
Succession Employee Benefit Solutions Limited (no longer approved here)
FRN 767956
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Jan 2023)
- CF30 Customer (22 Sep 2017 to 8 Dec 2019)
Hogbens Dunphy Financial Services Ltd (no longer approved here)
FRN 459118
- Employed By (18 Dec 2006 to 16 Nov 2017)
ARBUTHNOT LATHAM & CO., LIMITED (no longer approved here)
FRN 143336
- CF21 Investment Adviser (23 Nov 2005 to 5 May 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.