Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 2 Apr 2021)
    • CF1 Director (AR) (since 4 Feb 2021)
    • CF30 Customer (since 4 Feb 2021)
    • (6)Employed By (since 4 Feb 2021)
  • Succession Employee Benefit Solutions Limited (no longer approved here)

    FRN 767956

    • CF30 Customer (9 Aug 2018 to 8 Dec 2019)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • CF30 Customer (30 Nov 2017 to 8 Dec 2019)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • CF30 Customer (30 Nov 2017 to 8 Dec 2019)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 2 Feb 2009)
    • CF22 Investment Adviser (Trainee) (3 Aug 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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