Date authorised
1 April 2013
Companies House
OC319614
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit D Heathmans House
    19 Heathmans Road
    London
    SW6 4TJ
    UNITED KINGDOM
    Phone
    +442031674625
  • Complaints Contact

    Unit D Heathmans House
    19 Heathmans Road
    London
    SW6 4TJ
    UNITED KINGDOM
    Phone
    +442031674625

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alvaro Alvarez Del Rio

    IRN AXA01709

    • CF30 Customer (since 17 Feb 2023)
    • CF1 Director (AR) (since 17 Feb 2023)
    • CF30 Customer (5 Apr 2017 to 31 Oct 2018)
    • CF1 Director (AR) (5 Apr 2017 to 31 Oct 2018)
  • Aman Oberoi

    IRN AXO01085

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (AR) (since 2 Nov 2018)
    • CF30 Customer (since 2 Nov 2018)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Aug 2023)
  • Amer Ibrahim Jasim Al-Baho

    IRN AIA01017

    • CF1 Director (AR) (2 Dec 2014 to 21 Jan 2026)
    • CF30 Customer (2 Dec 2014 to 21 Jan 2026)
  • Amit Staub

    IRN AXS02392

    • CF30 Customer (19 Jun 2015 to 21 Mar 2016)
  • Ana Maria Cortez de Lobao

    IRN AXC01006

    • CF30 Customer (13 Mar 2023 to 22 May 2025)
  • Anders La Cour Moller

    IRN ALM01132

    • CF30 Customer (19 Oct 2012 to 20 Jul 2013)
    • CF1 Director (AR) (19 Oct 2012 to 20 Jul 2013)
  • Andreas Mikellides

    IRN AXM02443

    • [FCA CF] Material risk taker (14 Dec 2021 to 8 Jun 2023)
    • [FCA CF] Client dealing (14 Dec 2021 to 26 Jul 2023)
    • CF4 Partner (AR) (10 May 2017 to 31 Mar 2018)
    • CF30 Customer (7 Mar 2017 to 31 Mar 2018)
  • Andreas Pantelis Charalambous

    IRN APC01086

    • CF1 Director (AR) (9 Apr 2014 to 29 Aug 2014)
    • CF30 Customer (27 Mar 2014 to 29 Aug 2014)
  • Andreas Wahl

    IRN AXW01239

    • CF30 Customer (29 Jan 2010 to 20 Aug 2012)
  • Andrew Apps

    IRN APA01027

    • CF1 Director (AR) (30 Apr 2015 to 1 Apr 2016)
    • CF30 Customer (30 Apr 2015 to 1 Apr 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.