Aman Oberoi

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sturgeon Ventures LLP

    FRN 452811

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (AR) (since 2 Nov 2018)
    • CF30 Customer (since 2 Nov 2018)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Aug 2023)
  • K2Q Capital Limited

    FRN 824632

    • (1)Employed By (since 2 Nov 2018)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • CF29 Significant management (25 Feb 2013 to 27 Jan 2014)
    • CF30 Customer (25 Feb 2013 to 27 Jan 2014)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 21 Jun 2005)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF21 Investment Adviser (1 Dec 2001 to 21 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.