Sturgeon Ventures LLP

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FRN: 452811
Date authorised: 1 April 2013
Companies House: OC319614
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Unit D Heathmans House

19 Heathmans Road

London

SW6 4TJ

UNITED KINGDOM

Phone

+442031674625

Web

https://www.sturgeonventures.com
Complaints Contact

Unit D Heathmans House

19 Heathmans Road

London

SW6 4TJ

UNITED KINGDOM

Phone

+442031674625

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Runs Investment Funds
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Galina Iordanova Alabatchka
IRN GXA01240
- CF30 Customer (22 Jan 2009 to 10 Mar 2009)
Gary Paul McKenzie-Smith
IRN GPM01057
- CF30 Customer (14 Dec 2009 to 30 Jun 2010)
- CF4 Partner (AR) (14 Dec 2009 to 30 Jun 2010)
Geoffrey Neil Austin
IRN GNA01007
- CF30 Customer (1 Oct 2010 to 8 Oct 2010)
Geoffrey Raymond Smith
IRN GRS01072
- CF30 Customer (18 Sep 2023 to 7 Nov 2024)
George Georgios Manousios
IRN GGM01045
- CF30 Customer (8 Apr 2014 to 29 Aug 2014)
Georges Debbas
IRN GXD01376
- CF30 Customer (1 Jul 2015 to 21 Mar 2016)
Gerard Thomas Barron
IRN GTB01038
- CF30 Customer (18 Sep 2015 to 2 Jan 2018)
- CF1 Director (AR) (18 Sep 2015 to 2 Jan 2018)
Gerard William Keary
IRN GWK01013
- CF1 Director (AR) (20 May 2015 to 27 Oct 2015)
Giap Wang Chong
IRN GWC01038
- CF30 Customer (14 Apr 2008 to 27 May 2011)
Giles Hamilton Lindsay Walsh
IRN GHW01016
- CF1 Director (AR) (22 Sep 2015 to 17 Oct 2016)
- CF30 Customer (22 Sep 2015 to 17 Oct 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Variable Pitch Limited (no longer appointed)
FRN 785669 · Appointed 1 Aug 2017 · Until 3 Apr 2019
Funding Circle Global Partners Ltd (no longer appointed)
FRN 776245 · Appointed 10 Apr 2017 · Until 16 Jun 2023
D Private Markets Ltd (no longer appointed)
FRN 775327 · Appointed 30 Mar 2017 · Until 7 May 2024
Initial Capital Ltd (no longer appointed)
FRN 774909 · Appointed 24 Mar 2017 · Until 30 Oct 2018 · Tied agent
RockBolt LLP (no longer appointed)
FRN 774912 · Appointed 24 Mar 2017 · Until 22 Apr 2021 · Tied agent
Sandbar Asset Management LLP (no longer appointed)
FRN 772612 · Appointed 27 Feb 2017 · Until 31 May 2018
Verdier & Co. Limited (no longer appointed)
FRN 767507 · Appointed 16 Dec 2016 · Until 28 Feb 2020 · Tied agent
Europa Financial Advisors LLP (no longer appointed)
FRN 624796 · Appointed 29 Nov 2016 · Until 13 Aug 2018
Peiper Capital Ltd (no longer appointed)
FRN 764160 · Appointed 10 Nov 2016 · Until 5 Nov 2019 · Tied agent
OneRagtime Platform Ltd (no longer appointed)
FRN 759731 · Appointed 3 Oct 2016 · Until 2 Jan 2024 · Tied agent

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.