Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (4 Aug 2010 to 8 Dec 2019)
    • CF4 Partner (4 Aug 2010 to 8 Dec 2019)
  • Sturgeon Ventures LLP (no longer approved here)

    FRN 452811

    • CF4 Partner (AR) (14 Dec 2009 to 30 Jun 2010)
    • CF30 Customer (14 Dec 2009 to 30 Jun 2010)
  • Venn Partners LLP (no longer approved here)

    FRN 509499

    • Employed By (14 Dec 2009 to 30 Jun 2010)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (1 Nov 2007 to 23 Nov 2009)
    • CF21 Investment Adviser (25 Feb 2005 to 31 Oct 2007)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • CF30 Customer (1 Nov 2007 to 17 Oct 2008)
    • CF21 Investment Adviser (15 Mar 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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