Sturgeon Ventures LLP

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FRN: 452811
Date authorised: 1 April 2013
Companies House: OC319614
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Unit D Heathmans House

19 Heathmans Road

London

SW6 4TJ

UNITED KINGDOM

Phone

+442031674625

Web

https://www.sturgeonventures.com
Complaints Contact

Unit D Heathmans House

19 Heathmans Road

London

SW6 4TJ

UNITED KINGDOM

Phone

+442031674625

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Runs Investment Funds
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Stephen Derek Nash
IRN SXN26901
- CF1 Director (AR) (9 Jan 2020 to 25 May 2021)
Stephen Martin Zinser
IRN SMZ01002
- CF1 Director (AR) (29 May 2015 to 21 Mar 2016)
- CF30 Customer (29 May 2015 to 21 Mar 2016)
Stephen Patrick Woodhead
IRN SPW01081
- CF4 Partner (AR) (18 Jun 2014 to 5 Jan 2015)
- CF30 Customer (29 May 2014 to 5 Jan 2015)
Steven Blase
IRN SWB00046
- CF30 Customer (13 Aug 2015 to 1 Apr 2016)
Stuart James Knight
IRN SJK00027
- CF1 Director (AR) (21 Apr 2022 to 31 May 2025)
- CF30 Customer (21 Apr 2022 to 31 May 2025)
Sumeet Pillai
IRN SXP01686
- CF4 Partner (AR) (21 Aug 2015 to 22 May 2017)
- CF30 Customer (21 Aug 2015 to 22 May 2017)
Suraj Badlani
IRN SXB02123
- CF30 Customer (4 Aug 2010 to 8 Oct 2010)
Susan Ann Jones
IRN SXJ01576
- CF1 Director (AR) (27 Mar 2015 to 27 Oct 2015)
Susan Diana Frances Johns
IRN SDJ01033
- CF4 Partner (AR) (2 Mar 2011 to 30 Jun 2011)
- CF30 Customer (15 Feb 2011 to 30 Jun 2011)
Susanne Jung Sorensen
IRN SJS01385
- CF30 Customer (18 Oct 2012 to 20 Jul 2013)
- CF1 Director (AR) (18 Oct 2012 to 20 Jul 2013)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Eyepiece Limited (no longer appointed)
FRN 841777 · Appointed 10 May 2019 · Until 30 Oct 2020 · Tied agent
RT Partners LLP (no longer appointed)
FRN 839468 · Appointed 4 Apr 2019 · Until 4 Sep 2020 · Tied agent
Glafka Capital Ltd (no longer appointed)
FRN 826726 · Appointed 26 Feb 2019 · Until 23 Jan 2020 · Tied agent
Athla Capital Management Limited (no longer appointed)
FRN 828362 · Appointed 11 Dec 2018 · Until 10 Feb 2020 · Tied agent
Bowdon Capital Ltd (no longer appointed)
FRN 827082 · Appointed 27 Nov 2018 · Until 7 Feb 2019
Hedonism Capital Ltd (no longer appointed)
FRN 826413 · Appointed 19 Nov 2018 · Until 25 Sep 2020
Level E Research Limited (no longer appointed)
FRN 824599 · Appointed 31 Oct 2018 · Until 19 Dec 2019 · Tied agent
NB : Capital Consulting Limited (no longer appointed)
FRN 805875 · Appointed 6 Apr 2018 · Until 3 Apr 2021 · Tied agent
Victoria Capital Partners Ltd (no longer appointed)
FRN 797325 · Appointed 27 Dec 2017 · Until 7 Jul 2023 · Tied agent
Blue Bear Capital UK Limited (no longer appointed)
FRN 786375 · Appointed 9 Aug 2017 · Until 23 Jul 2018

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.