Stephen Martin Zinser

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ROXBURY ASSET MANAGEMENT LIMITED

    FRN 710356

    • [FCA CF] Manager of certification employee (since 2 Dec 2025)
    • [FCA CF] Significant management (since 2 Dec 2025)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (1 Mar 2016 to 8 Dec 2019)
    • CF30 Customer (1 Mar 2016 to 8 Dec 2019)
    • CF1 Director (1 Mar 2016 to 8 Dec 2019)
  • Sturgeon Ventures LLP (no longer approved here)

    FRN 452811

    • CF30 Customer (29 May 2015 to 21 Mar 2016)
    • CF1 Director (AR) (29 May 2015 to 21 Mar 2016)
  • Allspring Global Investments (UK) Limited (no longer approved here)

    FRN 190608

    • CF30 Customer (1 Nov 2007 to 31 Dec 2014)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 31 Dec 2014)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 31 Dec 2014)

Recent activity

Updates to this individual's record on the FCA register.

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