ROXBURY ASSET MANAGEMENT LIMITED

Date authorised
1 March 2016
Companies House
09277789
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Savile Row
    Third Floor
    London
    W1S 3PA
    UNITED KINGDOM
    Phone
    +442037610410
    Web
    https://www.roxbury-am.com

  • Complaints Contact

    2 Savile Row
    Third Floor
    London
    W1S 3PA
    UNITED KINGDOM
    Phone
    +442037610410

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Amit Staub

    IRN AXS02392

    • CF1 Director (5 Apr 2018 to 7 Sep 2018)
    • CF30 Customer (1 Mar 2016 to 7 Sep 2018)
  • Douglas Alexander Shaw

    IRN DAS01123

    • CF10 Compliance Oversight (1 Mar 2016 to 31 Jan 2018)
    • CF1 Director (1 Mar 2016 to 22 Jun 2018)
  • Georges Debbas

    IRN GXD01376

    • CF30 Customer (1 Mar 2016 to 8 Dec 2019)
  • Kathrine Theresea Chong

    IRN KTC01018

    • SMF16 Compliance Oversight (9 Dec 2019 to 27 Jul 2022)
    • CF10 Compliance Oversight (30 Jan 2018 to 8 Dec 2019)
  • Oystein Nordli Mathisen

    IRN ONM01002

    • CF30 Customer (1 Mar 2016 to 15 Feb 2018)
  • Rachel Dixon

    IRN RXD00337

    • SMF16 Compliance Oversight (since 9 Sep 2022)
  • Sohail Malik

    IRN SXM02188

    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2022)
    • CF1 Director (1 Mar 2016 to 8 Dec 2019)
    • CF30 Customer (1 Mar 2016 to 8 Dec 2019)
  • Sol Mean Hong

    IRN SMH01257

    • CF30 Customer (28 Jan 2019 to 8 Dec 2019)
  • Sonia Ivonne Schulenburg

    IRN SIS01016

    • CF30 Customer (29 Jun 2018 to 12 Sep 2018)
  • Stephen Martin Zinser

    IRN SMZ01002

    • [FCA CF] Manager of certification employee (since 2 Dec 2025)
    • [FCA CF] Significant management (since 2 Dec 2025)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF30 Customer (1 Mar 2016 to 8 Dec 2019)
    • CF1 Director (1 Mar 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Mar 2016 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.