Douglas Alexander Shaw

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ROXBURY ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 710356

    • CF1 Director (1 Mar 2016 to 22 Jun 2018)
    • CF10 Compliance Oversight (1 Mar 2016 to 31 Jan 2018)
  • Sturgeon Ventures LLP (no longer approved here)

    FRN 452811

    • CF1 Director (AR) (20 Apr 2015 to 21 Mar 2016)
    • CF30 Customer (16 Dec 2014 to 5 Jan 2015)
  • BlackRock Advisors (UK) Limited (no longer approved here)

    FRN 119186

    • CF29 Significant management (15 Dec 2009 to 18 Jul 2012)
    • CF30 Customer (1 Dec 2009 to 23 Jan 2014)
  • BlackRock Investment Management (UK) Limited (no longer approved here)

    FRN 119293

    • CF29 Significant management (15 Dec 2009 to 18 Nov 2010)
    • CF30 Customer (1 Nov 2007 to 23 Jan 2014)
    • CF27 Investment Management (12 Apr 2006 to 31 Oct 2007)
  • BlackRock International Limited (no longer approved here)

    FRN 178638

    • CF29 Significant management (15 Dec 2009 to 18 Jul 2012)
    • CF30 Customer (12 Mar 2009 to 23 Jan 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.